Experienced Professional Subject Matter Experts

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  • AML / OFAC Investigations 
  • Global Customs Policy Assessments 
  • Customs-Trade Partnership Against Terrorism (C-TPAT) Program evaluations.
  • Authorized Economic Operator (AEO) Program Review.
  • Internal Control Program Enhancement:
    • Customs, Export Controls, Sanctions Regulations and development in C-TPAT/AEO requirements.
  • Government Agency Liaison capabilities:
    • OFAC, CBP, ICE, FDA, EPA, NHTSA, State Department, etc. 
    • Federal Contractors
  • Import / Export Trade Finance Compliance Advisory includes but is not limited to the following (Prime, Subcontract, Teaming):
    • Trade Facilitation and Trade Enforcement Act (TFTEA)
    • Harmonized Tariff Schedule of the United States (HTSA-US)
    • ITAR U.S. Munitions List
    • Customs Trade Partnership Against Terrorism (C-TPAT) program
    • US-Mexico-Canada Agreement (USMCA
    • Automated Commercial Environment (ACE) Compliance
    • Free Trade Agreements (FTAs)



  • Typology Subject Matter Expertise
  • Trade Based Money Laundering (TBML) and

          Black Market Peso Exchange (BMPE) Matters

  • Threat Finance
  • Global Financial Crimes Compliance Risk Assessment
  • High Stakes Investigations 
  • Internal and External Independent Compliance Auditing
  • AML - BSA Policy and Procedure Enhancement
  • Regulation Implementation
  • Title 31 Gaming Regulations
  • Compliance Department Enhancement
  • Know Your Customer Due Diligence
  • Regulatory Examination Mitigation
  • AML Software Alert Monitoring and Reporting Functions (CTRs, SARs)
  • Consent Order Response
  • AML BSA Project Management
  • OFAC Sanction Matters
  • Politically Exposed Persons (PEPs) Methodology
  • Negative Media Methodology
  • Strategic Data Research

  • Community Reinvestment Act Data Research, Audit and Assessment
  • Servicemembers Civil Relief Act Audit and Assessment  
  • Fair Lending Compliance and Risk Management 
  • Economic Development Housing Policy Formation
  • Fair Debt Collection Practice Act Compliance 
  • UDAAP Compliance and Regulatory Examinations
  • Banks/Thrift Holding Company Supervision
  • Systemic Risk Assessment
  • Trust and Securities Risk Assessments
  • Volcker Rules Review
  • Disclosures
  • Investigations
  • Ethics Violations
  • Hedge Funds / Private Funds
  • Asset Backed Securities
  • Clearing and Settlement
  • Testing 
  • Policies and Procedures
  • Conflicts of Interest
  • Credit Rating Agencies
  • Derivatives
  • Municipal Securities 
  • Commidity and Capital Markets

(AML - BSA - OFAC - CRA - Import/Export)​

Our team of bank compliance consultants has expertise in BANKING AND FINANCIAL SERIVCES, providing solutions in the following areas: U.S. Patriot Act Title III Compliance, anti-money laundering, Bank secrecy Act - oFAC Sanctions - Financial Crimes Compliance - CRA - Joint Standards for assessing diversity in banking.

We have developed AML, OFAC and Trade Finance/Threat Finance niche capabilities over many years of providing solutions to banks, in addition to forming a team of bank compliance consultants to provide subject matter expertise on a large scale for AML, OFAC and Trade Finance/Threat Finance risk management and Community Reinvestment Act program services including but not limited to cradle to the grave typology investigations, enforcement matters, training, strategic data research and program development services. We have experienced leadership and a team of AML, OFAC and Trade Finance/Threat Finance SMEs that have expertise in North America, Latin America, the Caribbean, Europe, Africa and the Asian Pacific.


Dodd-Frank / Unfair, Deceptive or Abusive Acts or Practices / Consumer LENDING PROTECTIONS